FRAUD ALERT:

Penson Worldwide Inc. and its subsidiaries are the target of an individual or individuals attempting to use counterfeit checks, that appear to be issued by Penson.  These checks are usually in connection with a Reader’s Digest Sweepstakes notification, Craigslist purchase, or an unsolicited check without explanation.  If you have not requested a check to be issued from your Penson account and you receive a check that appears to be issued by Penson please do not attempt to deposit or cash the check as Penson will not honor it.  You may want to contact your local law enforcement or for further background into these scams please review the following links:
 
Reader’s Digest Check Scam Information:
http://www.fraudwatchers.org/forums/showthread.php?t=2454
 
Craigslist.com Scam Information:
http://www.craigslist.org/about/scams

Should you have any additional questions, please contact our Compliance Department at: ComplianceUS@penson.com
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Penson Financial Services, Inc.
1700 Pacific Ave., Ste. 1400
Dallas, TX 75201
United States

Correspondent Support:
or call 214.765.1009
Amanda McCutcheon
Manager-Corporate Communication
(PHONE) 214.765.1100

Penson Financial Services Canada Inc.
360 St. Jacques St. West, 11th Floor
Montreal, Quebec H2Y 1P5
Canada

Correspondent Support:
or call 888.841.9665
Kevin Vanderheyden
Senior Vice President and Head of Business Development
(PHONE) 877.273.7486

Penson Financial Services Ltd
One Oliver's Yard, 2nd Floor, City Road
London , EC1Y 1HQ
United Kingdom

Correspondent Support:
or call +44 (0) 20 7549 1555
Clive Triance
Chief Executive Officer
(PHONE) +44 (0) 20 7549 1500

David Mudie
Head of Sales
(PHONE) +44 (0)207 549 1500

Penson Futures
600 W. Chicago Ave, Suite 775
Chicago, Illinois 60654
United States

Correspondent Support:
or call 312.356.6100
Karl Fruecht
Vice President Business Development
(PHONE) 312.356.6077

Mike O'Callaghan
Managing Director of Business Development
(PHONE) 312.356.6033

Nexa Technologies, Inc.
8 Pasteur, Ste. 100
Irvine, California 92618
United States

Correspondent Support:
or call 972.747.8800
Charles Dicks
Vice President – Client Services
(PHONE) 972.747.8811

Investor Relations
Anreder & Company
286 Madison Ave. Suite 907
New York, NY 10017
(PHONE) 212.532.3232
Public Relations
Anreder & Company
286 Madison Ave. Suite 907
New York, NY 10017
(PHONE) 212.532.3232