Correspondent Testimonial
“The non-competitive posture of Penson allows our products and services to stand ‘center stage.’” *
 
*The testimonials may not be representative of the experience of other correspondents and are not indicative of future performance or success.
Mark Rogers
President & CEO, Alchemy Ventures, Inc.

GOVERNANCE DOCUMENTS
BOARD OF DIRECTORS   |   COMMITTEE COMPOSITION   |   GOVERNANCE DOCUMENTS
Committee Charters
  Audit Committee
  Compensation Committee
  Nominating and Corporate Governance Committee
Governance Documents
  Code of Business Conduct and Ethics
  Corporate Business Principles and Governance Guidelines
Penson's Board of Directors and each committee of the Board of Directors annually undertakes a self-evaluation regarding its performance and effectiveness. The Board of Directors and each committee of the Board of Directors performed a self-evaluation in 2008.